400 Capital Management is committed to responsible investing and corporate responsibility. We aim to incorporate environmental, social and governance (“ESG”) considerations into our management practices and investment policies and are committed to giving back to the community.

  • ESG Open or Close

    ESG Committee

    The goal of 400CM‘s ESG Committee is to undertake an analysis of the Firm’s greater business and investment practices and align them with core ESG principles.  The ESG Committee consists of members of the Firm’s Investment Committee as well as members of the portfolio management, legal, investor relations and business operations teams.

    United Nations Principles for Responsible Investment (UNPRI)

    400 Capital Management is a Signatory of United Nations Principles for Responsible Investment (UNPRI) and accordingly, 400CM aspires to:

    • Incorporate ESG issues into the investment analysis and decision-making process
    • Act as active owners and incorporate ESG issues into its ownership policies and practices
    • Seek appropriate disclosure on ESG issues by the entities in which we invest
    • Promote acceptance and implementation of the UNPRI Principles within the investment industry
    • Work to enhance its effectiveness in implementing the UNPRI Principles
    • Report on its activities and progress towards implementing the UNPRI Principles.

  • COMMUNITY Open or Close

    400 Capital Management’s Partners and employees are active philanthropists who engage with charitable initiatives and community events.


    Abilis provides services and supports to individuals with special needs and their families, including early intervention and customized therapies, as well as family education and advocacy to help individuals achieve important developmental milestones through their therapeutic programs.

    Alex’s Lemonade Stand Foundation

    Alex’s Lemonade Stand Foundation (ALSF) is changing the lives of children with cancer by funding impactful research, raising awareness, supporting families and empowering everyone to help cure childhood cancer.

    American Friends of the School of St Jude

    AFSJ's mission is to fight poverty through education, The School of St Jude is a shining light within the bleak reality of education in Tanzania.

    Breaking Ground

    Breaking Ground’s mission is to strengthen individuals, families and communities by developing and sustaining exceptional supportive and affordable housing as well as programs for homeless and other vulnerable New Yorkers.

    Domus Kids

    Domus Kids empowers young people to rise above adversity through academic support, social-emotional skill building, and personal and practical connections that help guide them through critical junctures to become resilient, positive contributors to their communities.

    Global Health Corps

    Global Health Corps envisions a world where every person lives a healthy, dignified life. Their mission is to mobilize a diverse community of leaders to build the movement for global health equity.

    Henrik Lunqvist Foundation

    Henrik Lundqvist Foundation, through its fundraising efforts and community outreach, strives to create positive change in the lives of children and adults throughout the world through education and health services.

    In a Perfect World

    In A Perfect World’s mission is to inspire and empower young people with the opportunity, tools, and voice to make an impact on the world.

    Literacy INC

    Literacy INC works throughout New York City’s five boroughs to surround children with literacy-rich environments. Their mission is to engage families and community members to support young readers in high need neighborhoods.

    Neighborhood Youth Association

    Neighborhood Youth Association empowers students to achieve 100% college placement and on-time high school graduation through mentoring, tutoring, and a holistic family approach to break cycles of poverty and vulnerability.


    PSI reimagines how to bring quality healthcare closer to those who need it most.  Their mission is to make it easier for all people to lead healthier lives and plan the families they desire.

    Rett Syndrome Research Trust

    Rett Syndrome Research Trust was launched to drive research to a cure for Rett Syndrome and related MECP2 disorders, and funds more research than any other Rett organization in the U.S. and abroad.

    Special Education Legal Fund

    Special Education Legal Fund’s mission is to level the playing field for families in need with children in the special education system by providing resources, knowledge and empowerment to support families in the special education advocacy process for their children.